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Financial Services and Markets Authority
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11	T h i r d S u r v e y o f t h e F S A’s Regulatory Performance THE FINANCIAL SERVICES P RA CT I T I O N E R PA N E L December Add to Reading List Source URL: www.fca-pp.org.uk Language: English - Date: 2015-04-15 11:15:04 Economy of the United Kingdom HM Treasury Financial Services and Markets Act Government Financial Services Authority
12	Consultative Paper on Retail Financial Services in the Single Market Add to Reading List Source URL: www.spi-romania.eu Language: English - Date: 2007-09-17 06:34:55 Economy Finance Money Bank Non-bank financial institution Financial institution Financial services Systemic risk Financial Sector Legislative Reforms Commission Financial Services and Markets Authority
13	THE FINANCIAL SERVICES PRACTITIONER PANEL ANNUAL REPORT Add to Reading List Source URL: www.fca-pp.org.uk Language: English - Date: 2015-04-15 10:27:18 Financial Ombudsman Service Economy of the United Kingdom HM Treasury Financial Services and Markets Act Financial adviser Financial Services Authority
14	Module 3 Identifying Risks IOPS Toolkit for Risk-Based Pensions Supervision Identifying Risks Add to Reading List Source URL: www.iopsweb.org Language: English - Date: 2016-07-07 17:39:43 Financial markets Employment compensation Actuarial science Risk Pension funds Operational risk Pension Systemic risk Basel II Financial Services and Markets Authority
15	Why Dominion? Briefing Document Introduction In order to provide a market leading proposition, Novia Global has selected Dominion Fiduciary Services (Malta) Limited as the Retirement Scheme Administrator and trustee of t Add to Reading List Source URL: www.novia-global.com Language: English - Date: 2016-06-28 04:32:40 Financial services Common law Equity Financial markets Employment compensation Pension Fiduciary Dominion Resources Financial Services Authority Trust company Trust law
16	Short & Simple 1b/2016 The Financial Market Infrastructure and Market Conduct in Securities and Derivatives Trading Act (FMIA; Financial Market Infrastructure Act) – Regulation on Derivatives Trading Add to Reading List Source URL: www.kellerhals-carrard.ch Language: English - Date: 2016-06-28 05:44:16 Financial markets Systemic risk Financial services Corporate law European Market Infrastructure Regulation Derivative Trade Repository Swiss Financial Market Supervisory Authority Counterparty Commodity market Futures contract Specialized investment fund
17	Microsoft Word - Press Release Share Offer EN _936564575_17_.DOCX Add to Reading List Source URL: www.ikb-tender.de Language: English - Date: 2016-08-06 10:31:49 Corporate finance Stock market IKB Deutsche Industriebank Mergers and acquisitions Takeover Securities Act Stock Security Financial Services and Markets Authority Custodian bank
18	2016 General Disclosures Daiwa Capital Markets America Inc. Dear Valued Customer, We are taking this opportunity to make certain disclosures to you ("You" or "Client") and remind you of certain important SEC and SRO rule Add to Reading List Source URL: www.us.daiwacm.com Language: English - Date: 2016-02-04 11:04:33 Financial markets Stock market Self-regulatory organizations United States securities law Financial services Broker-dealer Algorithmic trading Securities Investor Protection Corporation Order Day trading Financial Industry Regulatory Authority NASDAQ
19	Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAPGUIDELINES ON CRITERIA FOR THE GRANT OF A CAPITAL MARKETS SERVICES LICENCE OTHER THAN Add to Reading List Source URL: www.mas.gov.sg Language: English - Date: 2012-08-06 07:57:45 Real estate investment trust Business Financial planners Systemic risk Cayman Islands Directors Registration and Licensing Law
20	T H E F I N A N C I A L S E RV I C E S P R A C T I T I O N E R PA N E L ANNUAL REPORTwww.fs-pp.org.uk Add to Reading List Source URL: www.fca-pp.org.uk Language: English - Date: 2015-04-15 10:31:37 HM Treasury Economy of the United Kingdom Consumer protection in the United Kingdom Financial Services Authority Financial regulation Financial Services and Markets Act Financial literacy Markets in Financial Instruments Directive

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